Title: Date: Time: Duration:	Qwest's Compliance, Risk Officer Thursday, May 25th, 2006 2:00 PM EST 60 minutes
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Presenters:	David J. Heller Chief Ethics and Compliance Officer, Vice President Risk Management Qwest
	Thomas Bookwalter Director, Compliance Solutions, Applied Computer Solutions

"Compliance Dialogues" are a series of free, monthly Webcasts , that provide an opportunity to hear how leading public companies structuring and addressing the compliance function. The sessions, led by Compliance Week editor Scott S. Cohen, often explore the guests' responsibilities, SOX 404 status, technology acquisition strategy, whistleblower and ethics-training programs, and more.

• Facing mounting costs from increased litigation and legal discovery
  
• Developing records retention/management policies
  
• Investigating a solution for records management, compliance or legal discovery
  
• Responsible for records management, compliance or governance reporting and would like to learn how other organizations are approaching these needs
  
• Looking to replace point solutions with an integrated, scalable solution

• Chief Compliance Officer, Compliance Directors
• General Counsel, Vice President Legal, Chief Legal Officer
• Chief Litigation Counsel
• Chief Information Officer, Senior IT and Operations Executives
• Records Managers

Previously, he was vice president, risk management, and chief compliance officer, as well as an attorney for U S WEST, Inc. and safety, security and industrial hygiene advisor for Mobil Oil. Mr. Heller is a regular speaker on risk management and compliance issues and has taught in the graduate curriculum at the University of Denver.

Mr. Heller received his Bachelor of Science in fire protection engineering technology from Oklahoma State University, his master's degree in environmental policy and management from the University of Denver and his Juris Doctorate from the University of Denver School of Law.

He is a member of the Ethics Officers Association and the Colorado and District of Columbia Bar Associations and has been working in the ethics, compliance and risk management and compliance fields since 1981. In 1998 he was appointed by the secretary of labor to a two-year term on the National Advisory Committee on Occupational Safety and Health. Mr. Heller was appointed to the Executive Advisory Board of the Open Compliance & Ethics Group in 2004, and he currently serves on the board of directors and was formerly President

Thomas Bookwalter
Thomas Bookwalter is a noted authority on the integration of regulatory requirements and information technology. Mr. Bookwalter has authored numerous articles on subjects relating to regulated information management. He has introduced the concepts of Regulatory Correlation™ (a system that correlates a companies processes and records to the regulations and standards that govern them), the Archive of Unquestionable Integrity™ and Compliance Integrated Infrastructure™ as fundamental elements in minimizing enterprise information risk and liability.

Working at the nexus of regulation, information management and technology, Mr. Bookwalter has developed and refined structured methodologies for identifying and translating regulatory requirements into IT functional specifications that help assure companies that system they implement will meet or exceed their business and regulatory requirements.

Mr. Bookwalter is Director of Compliance Solution of Applied Computer Solutions. Formerly, Executive Vice President of Instinet. Mr. Bookwalter has worked in over 20 countries worldwide implementing regulated IT systems for securities trading and business processing.

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